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Title

Financial Services Act (FINSA) and Financial Institutions Act (FINIA) - Implications for Swiss Asset Managers  (Zurich)

Event Description

With the new Financial Services Act (FinSA) and the Financial Institutions Act (FinIA, the existing financial market regulation will undergo some sweeping reforms.  The FinSA governs the prerequisites for providing financial services and offering financial instruments, which the FinIA establishes a prudential supervisory regime for all asset managers, including today’s independent asset managers.

The aim of this presentation is to provide an overview of the main implications of the new regulation for asset managers and fund providers including topics like conduct rules, cross-border regulations (inbound) and licensing regimes.

Event Type

Society; Educational

Education Topic

Standards, Ethics, and Regulations

Start Time

21/06/2018 12:15

End Time

21/06/2018 13:45

City

Zurich

State/Province

 

Event Country

Switzerland

Event Region

EMEA

Location Info

​Saxo Bank Trading Lounge

Ground Floor

Beethovenstrasse 33

8002 Zurich

Speaker

Dr. Diana Imbach Haumueller, Senior Legal Counsel - Swiss Funds & Asset Management Association (SFAMA)

Dr. Diana Imbach Haumueller is a Swiss lawyer specialising in financial services law and compliance matters. Diana has been working for several years as an attorney at law in international law firms in Switzerland and Australia (2006-2012). Before joining SFAMA, Diana has been working for the State Secretariat for International Financial Matters SIF (2012-2014). Diana holds an LL.M from the University of Sydney/Australia and a doctorate in law from the University of Zurich.


CE Credits

1

SER Credit

1

Currency

CHF

Member Price

15.00

Non-Member Price

45.00

Candidate Price

45.00

Registration

Event Category

CE Event

All Day Event

 

Recurrence

 

Attachments

Content Type: MyCFA Calendar
Created at 15/05/2018 12:16 by michelle.knecht@cfaswitzerland.org
Last modified at 15/05/2018 12:17 by michelle.knecht@cfaswitzerland.org